FINRA Arbitration

Rupp Pfalzgraf provides aggressive, creative, and efficient representation of brokerage firms and registered investment advisors in arbitration proceedings before the Financial Industry Regulatory Authority (FINRA).  Whether facing investor claims or employment disputes, our team will guide you through the process every step of the way.  We quickly digest the facts of each case and develop and deploy strategies specifically tailored for each individual case and client.  Disputes before FINRA, much like litigation before courts, are more like chess than checkers, and so we stay several moves ahead to maintain maximum leverage and achieve favorable outcomes for our clients. Contact Aaron Knights today.